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Is3350 Case Study

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IS3350: Project Appendix A
Document Retention Policy:
It is a company policy to maintain a complete, accurate, understandable, and high quality records. The company record are to be retained for the period of their immediate use, unless a longer retention period is needed for reference, legal, contractual, and regulatory requirements Records that have satisfied their required period of retention and no longer required, should be destroyed.
No member of upper management, supervisor, and employee of a company should destroy knowingly a document with the intention of obstructing and influence an investigation or administration of any mater within the jurisdiction of any government department, agency, or in relation to contemplation of any such …show more content…

Employees will be informed of a specific types of documents or records that are relevant, must be retained for these purposes by upper management or CFO. Unless stated, do not discard any documents or records that may be relevant without the written approval of upper management or the CFO. If in doubt, always save the document. 3. The employees in all other circumstances must retain the documents or records listed, for a schedule of time. A schedule lists of documents should reflect the how long to retain the documents or record, or legal obligation for document retention. Please note that the information listed in the schedule below is a guideline and may not contain all the documents and records of the company may be required to retain in the future. In addition, questions regarding the retention of documents and records are not listed in the schedule should be directed to upper management. 4. Please be advised that failure to follow this policy can result in possible criminal, and civil sanctions against the company, and it management and employees, and possible disciplinary action against the responsible individuals, and including termination of …show more content…

Notice of litigation:
1. All employees have an affirmative duty to inform the Office of Legal Counsel when they receive notification of any claim or action or threat of any claim or action against the University.
2. Employees are considered to be in receipt of notice of a claim or action when they receive a complaint, summons, and/or other official document(s) related to a lawsuit or claim.
3. The Office of Legal Counsel will determine whether the notification received warrants issuance of a Litigation Hold Notice.

Issuance of Litigation Hold Notice:
1. University counsel will issue an Official Litigation Hold Notice Letter regarding the matter to the appropriate individuals within five (5) business days of receipt of notification of pending litigation.
2. The Litigation Hold Notice Letter shall provide the categories of electronic and paper documents, including ESI, that must be retained until further notice and that electronic information must be preserved in its original electronic form, so that all information contained within it, whether visible or not, is also available for

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